Sigmund Freud, Introductory Lectures on Psychoanalysis
someone],
sonkei
[feeling of respect for someone]) and thus were designated as positive
and other focused. In contrast, some negative emotions are typically
derived from one's failure to offer or reciprocate favors to relevant
others and thus to fully participate in the relationship. They are thus
closely linked to disturbance to interdependence and a consequent desire
to repair the disturbance. They include
oime
[feeling of indebtedness], shame, and guilt. Finally, as noted before,
interdependent selves are likely to tolerate ambivalence regarding one's
interdependent status with some relevant others. Interestingly, some
emotions are uniquely linked to this interpersonal ambivalence. Three
such emotions
(amae
[hopeful expectation of others' indulgence or favor],
tanomi
[feeling like relying on someone], and sugari [feeling like leaning
on someone]) were examined.
Japanese respondents reported how frequently they experienced each of
the 15 emotions listed in Table 2. The five-factor structure implied
by the theoretical designation of the 15 emotions to one of the five
types was verified in a confirmatory factor analysis (JOreskog, 1969).
A correlation matrix for the five types is given in Table 3. There was
a strong correlation between positive and negative ego-focused emotions,
as may be expected if both of them are derived from and also foster
and reinforce an independent construal of self. Furthermore, these ego-focused
emotions are clearly distinct from the other-focused emotions. Thus,
neither positive nor negative ego-focused emotions had any significant
relationship with other-focused, positive emotions. Interestingly, however,
these ego-focused emotions were significantly associated with the ambivalent
and, to a larger extent, with the negative other-focused emotions, suggesting
that the experience of ego-focused emotions, either positive or negative,
is readily accompanied, at least in Japanese culture, by the felt disturbance
of a relationship and, thus, by a strong need to restore harmony. Alternatively,
being embedded in
a highly reciprocal relation and feeling obliged to contribute to the
relationship may sometimes be perceived as a burden or pressure, hence
rendering salient some of the ego-focused emotions. Finally, the three
types of other-focused emotions (positive, ambivalent, and negative)
are all positively correlated.
Can the frequency of experiencing the five types of emotions be predicted
by one's predominant construal of self as independent or interdependent?
To address this issue, Kitayama and Markus (1990) also asked the same
respondents eight questions designed to measure the extent to which
they endorse an independent construal of self (e.g., "Are you a kind
of person who holds on to one's own view?"; "How important is it to
hold on to one's own view?") and eight corresponding questions designed
to measure the extent to which they endorse an interdependent construal
of self (e.g., "Are you the kind of person who never forgets a favor
provided by others?"; "How important is it to never forget a favor provided
by others?"). Consistent with the current analysis, the frequency of
experiencing both positive and negative ego-focused emotions significantly
increased with the independent construal of self. They were, however,
either negatively related (for positive emotions) or unrelated (for
negative emotions) to the interdependent construal of self. In marked
contrast to this pattern for the ego-focused emotions, all three types
of other-focused emotions were significantly more frequently experienced
by those with more interdependent construals of self. These emotions,
however, were either unrelated (for positive and negative other-focused
emotions) or negatively related (for the ambivalent emotions) to the
independent construal of self.
The study of motivation centers on the question of why people initiate,
terminate, and persist in specific actions in particular circumstances
(e.g., Atkinson, 1958; Mook, 1986). The answer given to this question
in the West usually involves some type of internal, individually rooted
need or motive-the motive to enhance one's self-esteem, the motive to
achieve, the motive to affiliate, the motive to avoid cognitive conflict,
or the motive to self-actualize. These motives are assumed to be part
of
the unique, internal core of a person's self-system. But what is the
nature of motivation for those with interdependent self-systems? What
form does it take? How does the ever-present need to attend to others
and to gain their acceptance influence the form of these internal, individual
motives? Are the motives identified in Western psychology the universal
instigators of behavior?
As with cognition and emotion, those motivational processes that implicate
the self depend on the nature of the self-system. If we assume that
others will be relatively more focal in the motivation of those with
interdependent selves, various implications follow. First, those with
interdependent selves should express, and perhaps experience, more of
those motives that are social or that have the other as referent. Second,
as we have noted previously, for those with independent selves, agency
will be experienced as an effort to express one's internal needs, rights,
and capacities and to withstand undue social pressure, whereas among
those with interdependent selves, agency will be experienced as an effort
to be receptive to others, to adjust to their needs and demands, and
to restrain one's own inner needs or desires. Motives related to the
need to express one's agency or competency (e.g., the achievement motive)
are typically assumed to be common to all individuals. Yet among those
with interdependent selves, striving to excel or accomplish challenging
tasks may not be in the service of achieving separateness and autonomy,
as is usually assumed for those with independent selves, but instead
in the service of more fully realizing one's connectedness or interdependence.
Third, motives that are linked to the self, such as self-enhancement,
self-consistency, self-verification, self-affirmation, and self-actualization,
may assume a very different form depending on the nature of the self
that is being enhanced, verified, or actualized.
More interdependent motives? Murray (1938) assembled what he believed
to be a comprehensive list of human motivations (see also Hilgard, 1953,
1987). Many of these motives seem most relevant for those with independent
selves, but the list also includes some motives that should have particular
salience for those with interdependent selves. These include deference,
the need to admire and willingly follow a superior, to serve gladly;
similance, the need to imitate or emulate others, to agree and believe;
affiliation, the need to form friendships and associations; nurturance,
the need to nourish, aid, or protect another; succorance, the need to
seek aid, projection, or sympathy and to be dependent; avoidance
of
blame, the need to avoid blame, ostracism, or punishment by inhibiting
unconventional impulses and to be well behaved and obey the law; and
abasement, the need to comply and accept punishment or self-deprecation.
Many of the social motives suggested by Murray seem to capture the types
of strivings that should characterize those with interdependent selves.
When the cultural imperative is to seek connectedness, social integration,
and interpersonal harmony, most of these motives should be typically
experienced by the individual as positive and desirable. In contrast,
when the cultural task centers on maintaining independence and separateness,
holding any of these motives too strongly (e.g., similance and succorance)
often indicates a weak or troubled personality. Thus, Murray, for example,
gave the need to comply the pejorative label of need for abasement.
The limited evidence for the idea that those with interdependent
selves will experience more of the social or interdependent motives
comes from Bond (1986), who summarized several studies exploring the
motive patterns of the Chinese (see also McClelland, 1961). He found
that the level of various motives are a fairly direct reflection of
the collectivist or group-oriented tradition of the Chinese. Thus, Chinese
respondents show relatively high levels of need for abasement, socially
oriented achievement, change, endurance, intraception, nurturance, and
order; moderate levels of autonomy deference, and dominance, and succorance;
and low levels of individually oriented achievement, affiliation, aggression,
exhibition, heterosexuality, and power. The socially oriented achievement
motive has, as its ultimate goal, a desire to meet expectations of significant
others, whereas the individually oriented achievement motive implies
a striving for achievement for its own sake (discussed later). Hwang
(1976) found, however, that with continuing rapid social change in China,
there is an increase in levels of exhibition, autonomy, intraception,
and heterosexuality and a decrease in levels of deference, order, nurturance,
and endurance. Interestingly, it appears that those with interdependent
selves do not show a greater need for affiliation, as might at first
be thought, but instead they exhibit higher levels of those motives
that reflect a concern with adjusting oneself so as to occupy a proper
place with respect to others.
The motive for cognitive consistency.
Another powerful motive assumed to fuel the behavior of Westerners is
the need to avoid or reduce cognitive conflict or dissonance. Classic
dissonance occurs when one says one thing publicly and feels another,
quite contrasting thing privately (Festinger & Carlsmith, 1959).
And such a configuration produces particular difficulty when the private
attitude is a self-defining one (Greenwald, 1980). One might argue,
however, that the state of cognitive dissonance arising from counterattitudinal
behavior is not likely to be experienced by those with interdependent
selves. First it is the individuals' roles, statuses, or positions,
and the commitments, obligations, and responsibilities they confer,
that are the constituents of the self, and in that sense they are self-defining.
As outlined in Figure 1, one's internal attributes (e.g., private attitudes
or opinions) are not regarded as the significant attributes of the self.
Furthermore, one's private feelings are to be regulated in accordance
with the requirements of the situation. Restraint over the inner self
is assigned a much higher value than is expression of the inner self.
Thus, Kiefer (1976) wrote:
Although Japanese are often acutely aware of discrepancies between
inner feelings and outward role demands, they think of the latter...
as the really important center of the self. Regarding feelings as
highly idiosyncratic and hard to control, and therefore less reliable
as sources of self-respect than statuses and roles, the Japanese tends
to include within the boundaries of the concept of self much of the
quality of the intimate social group of which he is a member. (R.
J. Smith, 1985, p. 28)
More recently, T Doi (1986) has argued that Americans are decidedly
more concerned with consistency between feelings and actions than are
the Japanese. In Japan there is a virtue in controlling the expression
of one's innermost feelings; no virtue accrues from expressing them.
Triandis (1989), for example, reported a study by Iwao (1988), who gave
respondents a series of scenarios and asked them to judge which responses
would be appropriate for the person described in the scenario. In one
scenario, the daughter brings home a person from another race. One of
the possible responses given was "thought that he would never allow
them to marry but told them he was in favor of their marriage" This
answer was rated as best by only 2% of Americans. In sharp contrast,
however, it was rated as best by 44% of the Japanese. Among the Americans,
48% thought it was the worst response, whereas only 7% of the Japanese
rated it as the worst.
Common motives in an interdependent context. of those motives assumed
by Murray (1938) and Hilgard (1987) to be universally significant, the
achievement motive is the most well-documented example. Variously defined
as the desire to overcome obstacles, to exert power, to do something
as well as possible, or to master, manipulate, or organize physical
objects, human beings, or ideas (Hall & Lindzey, 1957; Hilgard,
1987), the achievement motive is thought to be a fundamental human characteristic.
However, the drive for achievement in an interdependent context may
have some very different aspects from the motive for achievement in
an independent cultural context. In a recent analysis of the content
and structure of values in seven cultures (i.e., Australia, United States,
Spain, Finland, Germany, Israel, and Hong Kong), S. H. Schwartz and
Bilsky (1990) found a conflict between values that emphasize independent
thought and action and those that emphasize restraining of one's own
impulses in all samples except Hong Kong. In the Hong Kong sample, self-restraint
appeared to be quite compatible with independent thought and action.
Although all individuals may have some desire for agency or control
over their own actions, this agency can be accomplished in various ways
(Maehr, 1974). Pushing oneself ahead of others and actively seeking
success does not appear to be universally valued. An illuminating analysis
of control motivation by Weisz et al. (1984) suggests that acting on
the world and altering the world may not be the control strategy of
choice for all people. Instead, people in many Asian cultures appear
to use what is termed secondary control. This involves accommodating
to existing realities "sometimes via acts that limit individualism and
personal autonomy but that enhance perceived alignment or goodness of
fit with people, objects, or circumstances" (Weisz et al, 1984, p. 956).
The American notion of achievement involves breaking away, pushing ahead,
and gaining control over surroundings. How do selves concerned with
fitting in and accommodating to existing realities achieve? The question
of achievement motive in an interdependent context is all the more compelling
because many of the most collective societies of the world currently
appear extremely preoccupied with achievement. In an analysis of Chinese
children's stories, for example, Blumenthal (1977) found that the most
common behavior was achievement-oriented in nature, the second most
frequent was altruism, and the third was social and personal responsibility.
Among junior high school students in Japan, the motto "pass with four,
fail with five" is now common. This refers to the fact that if one is
sleeping 5 hr a night, he or she is probably not studying hard enough
to pass exams. It appears, however, that this strong emphasis on achievement
motivation is, in part, other motivated. It is motivated by a desire
to fit into the group and to meet the expectations of the group. In
the child's case, the
group is the family, and the child's mission is to enhance the social
standing of the family by gaining admission to one of the top universities.
The motive to achieve need not necessarily reflect a motive to achieve
for "me" personally (Maehr & Nicholls, 1980). It can have social
or collective origins. Children are striving to achieve the goals of
others, such as family and teachers, with whom they are reciprocally
interdependent. Consistent with this notion, Yu (1974) reported that
the strength of achievement motivation was correlated positively with
familism and filial piety Striving for excellence necessarily involves
some distancing or separating from some others, but the separation allows
the child to properly accomplish the task of the student and thus to
fulfill his or her role within the family.
Several studies by Yang (Yang, 1982/1985; Yang & Liang, 1973) have
sought to distinguish between two types of achievement motivation: individually
oriented and socially oriented. Individually oriented achievement motivation
is viewed as a functionally autonomous desire in which the individual
strives to achieve some internalized standards of excellence. In contrast,
socially oriented achievement motivation is not functionally autonomous;
rather, individuals persevere to fulfill the expectations of significant
others, typically the family (Bond, 1986). With socially oriented achievement,
when the specific achievement goal is met, the intense achievement motivation
formerly evident may appear to vanish. This analysis indeed fits many
anecdotal reports indicating that once admitted into the college of
their choice, or hired by their preferred company, Japanese high school
and college students are no longer particularly interested in achievement.
Once a new goal is established, of course, the socially oriented achievement
motive may he easily reengaged by any figure who can serve as a symbolic
substitute for family members. A longitudinal survey conducted in Japan
over the last 30 years (Hayashi, 1988) has repeatedly shown that approximately
80% of the Japanese, regardless of sex, age, education, and social class,
prefer a manager with a fatherlike character (who demands a lot more
than officially required in the work, yet extends his care for the person's
personal matters even outside of work) over a more Western-type, task-oriented
manager (who separates personal matters from work and demands as much
as, yet no more than, officially required). In a large number of surveys
and experiments, Misumi and his colleagues (summarized in Misumi, 1985)
have demonstrated that in Japan a leader who is both demanding and personally
caring is most effective regardless of the task or the population examined
(e.g., college students, white-collar workers, and blue-collar workers).
This is in marked contrast to the major conclusion reached in the leadership
literature in the United States, which suggests that leadership effectiveness
depends on a complex interaction between characteristics of leaders,
characteristics of followers, and, most important, on the nature of
the task (Fiedler, 1978; Hollander, 1985). According to our analysis,
in Japan as well as in other interdependent cultures, it is the personal
attachment to the leader and the ensuing obligation to him or her that
most strongly motivate people to do their work. Motivation mediated
by a strong personal relationship, then, is unlikely to be contingent
on factors associated with the specific task or environment.
The self-related motive.
The motive to maintain a positive view of the self is one motive that
psychologists since James (1890) through Greenwald (1980), Hailer (1983),
Steele (1988), and Tesser (1986) have assumed to be universally true.
What constitutes a positive view of self depends, however, on one's
construal of the self.' For those with independent selves, feeling good
about oneself typically requires fulfilling the tasks associated with
being an independent self; that is, being unique, expressing one's inner
attributes, and asserting oneself (see Table 1). Although not uncontested,
a reasonable empirical generalization from the research on self-related
motives is that Westerners, particularly those with high self-esteem,
try to enhance themselves whenever possible, and this tendency results
in a pervasive self-serving bias. Studies with American subjects demonstrate
that they take credit for their successes, explain away their failures,
and in various ways try to aggrandize themselves (e.g., Gilovich, 1983;
Lau, 1984; J. B. Miller, 1986; Whitley & Frieze, 1985; Zuckerman,
1979). Maintaining self-esteem requires separating oneself from others
and seeing oneself as different from and better than others. At 4 years
old, children already show a clear self-favorability bias (Harter, 1989).
When asked to compare themselves with others with respect to intelligence,
friendliness, or any skill, most children think they are better than
most others. Wylie (1979) reported that American adults also consider
themselves to be more intelligent and more attractive than average,
and Myers (1987), in a national survey of American students, found that
70% of students believe they are above average in leadership ability,
and with respect to the 'ability to get along with others," 0% thought
they were below average, 60% thought they were in the top 10%, and 25%
thought they were in the top l Moreover, as documented by Taylor and
Brown (1988), among Americans, most people feel that they are more in
control and have more positive expectations for themselves and their
future than they have for other people. This tendency toward false uniqueness
presumably derives from efforts of those with independent selves to
maintain a positive view of themselves.
The motive to maintain a positive view of the self may assume a somewhat
different form, however, for those with interdependent selves. Feeling
good about one's interdependent self may not be achieved through enhancement
of the value attached to one's internal attributes and the attendant
self-serving bias. Instead, positive feelings about the self should
derive from fulfilling the tasks associated with being interdependent
with relevant others: belonging, fitting in, occupying one's proper
place, engaging in appropriate action, promoting others' goals, and
maintaining harmony (see Table 1). This follows for at least two reasons.
First, people with interdependent selves are likely to be motivated
by other-focused emotions, such as empathy and oime
(i.e., the feeling of psychological indebtedness) and to act in accordance
with the perceived needs and desires of their partners in social relations,
and this may produce a social dynamic where individuals strive to enhance
each other's self-esteem. In such reciprocal relationships,
other
enhancement could be more instrumental to self-enhancement than direct
attempts at self-enhancement because the latter are likely to isolate
the individual from the network of reciprocal relationships. second,
self-esteem among those with interdependent selves may be based in some
large measure on their capacity to exert
control over their own desires and needs so that they can indeed belong
and fit in. As noted earlier (see also Weisz et al., 1984), such self-control
and self-restraint are instrumental to the ability to flexibly adjust
to social contingencies and thus are highly valued in interdependent
cultures. Indeed, self-restraint together with flexible adjustment is
often regarded as an important sign of the moral maturity of the person.
A developmental study by Yoshida, Kojo, and Kaku (1982, Study 1) has
documented that self-enhancement or self-promotion are perceived quite
negatively in Japanese culture. Second (7-8 years old), third (8-9 years
old),
and fifth graders (10-11 years old) at a Japanese elementary school
were asked how their classmates (including themselves) would evaluate
a hypothetical peer who commented on his own superb athletic performance
either in a modest, self-restrained way or in a self-enhancing way.
The evaluation was solicited on the dimension of personality
("Is
he a good person?") and on the dimension of ability ("Is he good at
[the relevant athletic domain]?"). As shown in Figure 4A, the personality
of the modest peer was perceived much more positively than was that
of the self-enhancing peer. Furthermore, this difference became more
pronounced as the age (grade) of the respondents increased. A similar
finding also has been reported for Chinese college students in Hong
Kong by Bond, Leung, and Wan (1982), who found that individuals giving
humble or self-effacing attributions following success were liked better
than those giving self-enhancing attribution. The most intriguing aspect
of the Yoshida et al. (1982) study, however, is their finding for the
ability evaluation, which showed a complete crossover interaction (see
Figure 48). Whereas the second graders took the comment of the peer
at face value, perceiving the self-enhancing peer to be more competent
than the modest peer, this trend disappeared for the third graders,
and then completely reversed for the fifth graders. Thus, the fifth
graders perceived that the modest peer was more competent than the self-enhancing
peer. These findings indicate that as children are socialized in an
interdependent cultural context, they begin to appreciate the cultural
value of self-restraint and, furthermore, to believe in a positive association
between self-restraint and other favorable attributes of the person
not only in the social, emotional domains but also in the domains of
ability and competence. Although it is certainly possible for those
with independent selves to overdo their self-enhancement (see Schlenker
& Leary, 1982), for the most part, the American prescription is
to confidently display and express one's strengths, and those who do
so are evaluated positively (e.g., Greenwald, 1980; Mullen & Riordan,
1988).
Self- or other-serving bias. Given the appreciation that those with
interdependent selves have for self-restraint and self-control, the
various self-enhancing biases that are common in Western culture may
not be prevalent in many Asian cultures. In an initial examination of
potential cultural variation in the tendency to see oneself as different
from others, Markus and Kitayama (in press) administered questionnaires
containing a series of false-uniqueness items to large classes of Japanese
college students in Japan and to large classes of American college
students
in the United States. In both cases, the classes were chosen to be representative
of university students as a whole. They asked a series of questions
of the form "What proportion of students in this university have higher
intellectual abilities than yourself?" There were marked differences
between the Japanese and the American students in their estimations
of their own uniqueness; the Americans displayed significantly more
false uniqueness than the Japanese. American students assumed that only
30% of people on average would be better than themselves on various
traits and abilities (e.g., memory, athletic ability, independence,
and sympathy), whereas the Japanese students showed almost no evidence
of this false uniqueness. In most cases, the Japanese estimated that
about 50% of students would be better than they were or have more of
a given trait or ability. This is, of course, the expected finding if
a representative sample of college students were evaluating themselves
in a relatively nonbiased manner.
In a recent series of studies conducted in Japan
with
Japanese college students, Takata (1987) showed that there is no self-enhancing
bias in social comparison. In fact, he found just the opposite-a strong
bias in the self-effacing direction. Participants performed several
anagram problems that were alleged to measure memory ability. After
completion of the task, the participants were presented with their actual
performance on some of the trials and also the performance of another
person picked at random from the pool of subjects who had allegedly
completed the study. The direction of the self-other difference was
manipulated to be either favorable or unfavorable to the subject. The
dependent measures were collected in a private situation to minimize
self-presentational concerns. Furthermore, because it was considered
possible that the subjects might still believe they had a chance of
seeing the other person afterward, in a followup study the "other person"
was replaced with a computer program that allegedly simulated the task
performance of the average college student.
Several studies (e.g., Goethals, 1989; Marks, 1984; Wylie, 1979) reveal
that
with
respect to abilities, Americans typically give themselves higher ratings
than they give to others. Thus,when a comparison with another is unfavorable
to the self, the self-enhancement hypothesis predicts that Americans
should show
little confidence in this estimate of their ability and seek further
information. This, in fact, was the case in an American study by J.
M. Schwartz and Smith (1976), which used a procedure very similar to
Takata's (1987). When subjects performed poorly relative to another
person, they had very little confidence in their own score. These American
data contrast sharply with the Japanese data. Takata's study shows a
tendency exactly the opposite of self-enhancement. Furthermore, the
pattern did not depend on whether the comparison was made with another
person or with the computer program. The Japanese subjects felt greater
confidence in their self-evaluation and were less interested in seeking
further information when they had unfavorable self-evaluations than
when they had favorable ones. Similarly, Wada (1988) also reported that
Japanese college students were convinced of their level of ability on
a novel, informationintegration task after failure feedback, but not
after success feedback. These data suggest what might be called a modesty
bias or an other-enhancement bias in social comparison.
A similar modesty bias among those with interdependent selves has also
been suggested by Shikanai (1978), who studied the causal attribution
for one's own success or failure in an ability task. Typically American
subjects believe that their internal attributes such as ability or competence
are extremely important to their performance, and this is particularly
the case when they have succeeded (e.g., Davis & Stephan, 1980;
Gilmor & Reid, 1979; Greenberg, Pyszczynski, & Solomon, 1982;
Weiner, 1986). In the Shikanai study, Japanese college students performed
an anagram task. Half of them were subsequently led to believe that
they scored better than the average and thus "succeeded," whereas the
other half were led to believe that they scored worse than the average
and thus "failed" Subjects were then asked to choose the most important
factor in explaining the success or the failure for each of 10 pairs
made from the 5 possible causes for performance (i.e., ability, effort,
task difficulty [or ease], luck, and mental-physical "shape" of the
day). Shikanai analyzed the average number of times each cause was picked
as most important (possible minimum of 0 and maximum of 4). As shown
in Figure 5, a modesty bias was again obtained, especially after success.
Whereas failure was attributed mainly to the lack of effort, success
was attributed primarily
to the ease of the task. Furthermore, the potential role of ability
in explaining success was very much downplayed. Indeed, ability was
perceived to be more important after a failure than after a success,
whereas task difficulty (or its ease) was regarded to be more important
after a success than after a failure. Subsequent studies by Shikanai
that examined attribution of success and failure of others did not find
this pattern (Shikanai, 1983, 1984). Thus, the pattern of "modest" appraisal
seems to be specific to the perception and the presentation of the self
and does not derive from a more general causal schema applicable to
both self and others. For others, ability is important in explaining
success. Yoshida et al. (1982, Studies 2 and 3), who studied explanations
of performance in a Japanese elementary school, found the tendency to
dc-emphasize the role of ability in explaining success as early as the
second grade.
Observations of a tendency to self-efface, and not to reveal the typical
American pattern of blaming others or the situation when explaining
failure, have been made outside of the experimental laboratory as well.
In a study by Hess et al. (1986), Japanese mothers explained poor performance
among their fifth graders by claiming a lack of effort. In marked contrast,
American mothers implicated effort in their explanations but viewed
ability and the quality of the training in the school as equally important.
This study also required the children to explain their own poor performance
by assigning 10 points to each of five alternatives (ability, effort,
training at school, bad luck, and difficulty of math). Japanese children
gave 5.6 points to lack of effort, but American children gave 1.98 points.
H. Stevenson (personal communication, September 19, 1989) noted that
in observations of elementary school classrooms, Japanese teachers,
in contrast to American teachers, rarely refer to differences in ability
among their students as an explanation for performance differences,
even though the range of ability as assessed by standardized tests is
approximately the same. Those with interdependent selves thus seem more
likely to view intellectual achievement not as a fixed attribute that
one has a certain
amount of, but instead as a product that can be produced by individual
effort in a given social context.
The nature of modesty. The
exact nature of these modesty, self-effacing, or other-enhancing biases
has yet to be specified. Perhaps those from interdependent cultures
have simply learned that humility is the desired response, or the culturally
appropriate response, and that it is wise not to gloat over their performance
or to express confidence in their ability. This interpretation implies
that the modesty biases observed in the studies described herein are
primarily the result of impression management and that the subjects
involved actually could have held different, perhaps opposite, beliefs
about themselves and their ability. However, it is also possible that
these other-enhancement biases reflect, or are accompanied by, psychologically
authentic self-perceptions. There are two related possibilities consistent
with this suggestion.
First, given the press not to stand out and to fit in, people in interdependent
cultures may acquire through socialization a habitual modest-response
tendency. In large part, it may be a function of the need to pay more
attention to the other than to the self, just as the self-serving bias
is believed to result from a predominant focus on the self (see Ross
& Fletcher, 1985). Consequently for those with interdependent selves,
whenever certain aspects of self need to be appraised in public, a modest,
self-effacing pattern of responses may occur spontaneously. Furthermore,
this modesty can be motivated by many other-focused emotions that are
central to the construal of self as an interdependent entity. From an
independent viewpoint, such modesty seems false and the result of suppressing
a "natural" pride in one's attributes. Yet, such pride is only natural
within a view of the self as an independent entity. From an interdependent
view, modest responses may be experienced quite
positively and engender the pleasant, other-focused feelings that are
associated with connecting and maintaining interdependence.
Such positive, other-focused feelings also may be responsible for the
finding that Japanese students are more convinced of and more confident
in their ability after failure than success. The satisfaction of doing
well that can accompany good performance on a novel, decontextualized
task may be mitigated by the threat of potential uniqueness and uncertainty
over how to respond to it. Moreover, if a predominant basis of self-esteem
is how well one fits in and preserves relationships and interpersonal
harmony, then failing to distinguish oneself with a highly successful
performance may not be particularly devastating.
Second, among those with interdependent selves, there may not be an
awareness of one's own ability in general or in the abstract. Instead,
one's own ability in a given task under a given condition may be inferred
from whatever cues are available in the specific situation in which
the task is performed. And whatever is inferred in this way may be experienced
as authentic and genuine. For example, upon receipt of feedback about
their ability, interdependent selves may first attend and think not
so much about their ability as about the approval or disapproval of
the person who gives the feedback. If approval or disapproval can be
strongly and unambiguously inferred, then the perception of approval
or disapproval may provide a strong heuristic clue about ability; if
one receives approval, one must have high ability in this situation,
whereas if one receives disapproval, then one must have low ability
in this situation. In the absence of a strong, enduring belief about
one's ability in the abstract, such a heuristic may provide a subjectively
genuine self-appraisal. This analysis also suggests why those with interdependent
selves may be convinced of their low ability after a failure feedback
to a much greater extent than they are convinced of their high ability
after a success feedback. Because of the prevalent social norms for
polite behavior in interdependent cultures, disapproval can be more
unequivocally inferred from negative feedback than approval can be inferred
from positive feedback.
These suggestions about the source of a modest self-appraisal have yet
to be empirically tested, but they are worthy of careful inquiry because
these forms of self-appraisal may be quite unique to interdependent
cultures. On the basis of empirical evidence, however, this much seems
clear Those with interdependent selves will typically not claim that
they are better than others, will not express pleasure in the state
of feeling superior to others, and indeed may not enjoy it. A strong,
pervasive motive for self-enhancement through taking personal credit
for success, denying personal responsibility for failure, and believing
oneself to be better than average may be primarily a Western phenomenon.
It is akin to being the nail that stands out.
So far, the empirical evidence on cultural variation in self-related
motives is limited largely to differences in self-enhancement versus
other enhancement. However, other self-related motives, such as self-affirmation
(Steele, 1988), self-verification (Swann & Read, 1981), and self-actualization
(Maslow, 1954), may also differ across cultures in similar ways. A series
of studies by Steele has shown that the negative psychological impact
of one's own misdeed, blunder, or public embarrassment can be reduced
once another, significant aspect of the self is activated and affirmed.
Thus, one's threatened self-worth can be restored by a reminder of another,
unthreatened aspect of the self (e.g, "I may not be athletic, but at
least I'm creative"). To the extent that very different aspects of self
are highly valued among those with interdependent selves, this process
of self-affirmation may also differ. For those with independent selves
it will be the internal attributes of self that may most effectively
offset each other and reestablish threatened self-esteem, whereas for
those with interdependent selves it may be the more public aspects of
the self, like one's significant social roles, statuses, and important
interpersonal relations, that must be focal in self-esteem maintenance.
Thus, self-affirmation for an interdependent self will require an opportunity
to ensure that one is fitting in and engaging in proper action in a
given situation.
In a similar vein, exactly what is verified in self-verification and
what is actualized in self-actualization may also differ considerably
across cultures. Currently, it is common to assume that individuals
are motivated to verify and actualize an internally coherent set of
attributes that they regard as significant. Our present analysis would
imply, however, that people with interdependent selves may strive to
verify and actualize the more public qualities of the self-the ones
that allow them to conceive of themselves as respectable and decent
participants in significant interpersonal relationships.
Furthermore, among those with interdependent selves, selfverification
and self-actualization may even be achieved through the realization
of some more general, abstract forms of relation, that is, one's relationship
to or one's role in society or even in the natural or cosmic system.
The self-description studies reviewed earlier suggest this possibility.
In general, the selfdescriptions of those with interdependent selves
have been found to be quite concrete and situation specific (see Cousins,
1989). There is, however, one interesting, reliable exception to this.
Subjects from Asian cultural backgrounds (presumably those with predominantly
interdependent selves) often provide extremely global self-descriptions,
such as "I am a unique creation," "I am a human being," "I am an organic
form," and "I am a product of my environment?' It could appear that
these statements are too abstract to be informative in any pragmatic
sense (Rosch, 1978). The lack of information contained in these descriptions,
however, may be more apparent than real. Note that these global statements
presuppose a view of the world as an encompassing whole in which these
subjects perceive themselves to be a part or a participant. And for
these subjects, it may be these relationships that must be verified
and actualized.
We have suggested the different forms that some self-related motives
might assume if they are based in an interdependent rather than an independent
construal of self. Further empirical work is required to determine whether
the types of self-related motives described herein are indeed as prevalent
in Eastern interdependent cultures as they have been found to be in
Western, particularly American, cultures. It could be that these selfrelevant
motives are not part of the set of universal individual strivings,'
but instead an outgrowth of an independent self-system rooted in the
press for separation and individuation.
Conclusions
We have described two divergent construals of the self-an
independent
view and an interdependent view. The most significant differences between
these two construals is in the role that is assigned to the other in
self-definition. Others and the surrounding social context are important
in both construals, but for the interdependent self, others are included
within
the boundaries of the self because relations with others in specific
contexts
are the defining features of the self. In the words of Lebra (1976),
the individual is in some respects "a fraction" and becomes whole when
fitting into or occupying one's proper place in a social unit. The sense
of individuality that accompanies an interdependent self includes an
attentiveness and responsiveness to others that one either explicitly
or implicitly assumes will be reciprocated by these others, as well
as the willful management of one's other-focused feelings and desires
so as to maintain and further the reciprocal interpersonal relationship.
One is conscious of where one belongs with respect to others and assumes
a receptive stance toward these others, continually adjusting and accommodating
to these others in many aspects of behavior (Azuma, 1984; Weisz et al,
1984). Such acts of fitting in and accommodating are often intrinsically
rewarding, because they give rise to pleasant, other-focused emotions
(e.g., feeling of connection) while diminishing unpleasant ones (e.g.,
shame) and, furthermore, because the self-restraint required in doing
so forms an important basis of self-esteem. Typically, then, it is others
rather than the self that serve as the referent for organizing one's
experiences.
With an independent construal of the self, others are less centrally
implicated in one's current self-definition or identity. Certainly others
are important for social comparison, for reflected appraisal, and in
their role as the targets of one's actions, yet at any given moment,
the self is assumed to be a complete, whole, autonomous entity, without
the others. The defining features of an independent self are attributes,
abilities, traits, desires, and motives that may have been social products
but that have become the "property" of the self-contained individual
(see Sampson, 1989) and that are assumed to be the source of the individual's
behavior. The sense of individuality that accompanies this construal
of the self includes a sense of oneself as an agent, as a producer of
one's actions. One is conscious of being in control over the surrounding
situation, and of the need to express one's own thoughts, feelings,
and actions to others, and is relatively less conscious of the need
to receive the thoughts, feelings, and actions of others. Such acts
of standing out are often intrinsically rewarding because they elicit
pleasant, egofocused emotions (e.g., pride) and also reduce unpleasant
ones (e.g., frustration). Furthermore, the acts of standing out, themselves,
form an important basis of self-esteem.
The relative importance that is accorded to others in these two construals
has a wide range of psychological implications. In this article, we
have outlined some of the cognitive, emotional, and motivational consequences
of holding a view of the self that includes others and that requires
others to define the self. Although a rapidly expanding volume of studies
suggest that some aspects of cognitive functioning are relatively hardwired,
many features of the way people perceive, categorize, or assign causality
are probably not basic processes that derive in any straightforward
way from the functioning of the human machinery or "hardware:' Rather,
these processes are to a large extent personal, reflecting the nature
of the self that anchors them. Thus, they reflect all of those factors,
including cultural aspects, that jointly determine the self. If one
perceives oneself as embedded within a larger context of which one is
an interdependent
part, it
is
likely that other objects or events
win l perceived in a similar way. For example, a given event involving
a particular actor will be perceived as arising from the
sitd tional context of which this actor is an interdependent part, rather
than as stemming solely from the attributes of the
actor, Or, in answering any question, one's first tendency may be to
consider the particular social situation that is defined by the current
interaction (e.g., teacher-student, worker -co-worker, and younger-elder)
and then to gauge the range of responses that are most appropriate to
this situation. These construals of self are probably abstracted through
early patterns of direct interactions with parents and peers. The way
people initially, and thus thereafter, most naturally or effortlessly
perceive aid understand the world is rooted in their self-perceptions
and' self-understandings, understandings that are themselves constrained
by the patterns of social interactions characteristic of the given culture.
Other social behaviors may also depend on one's mediating model of the
self (see Triandis, 1989, for a recent analysis of some of these effects).
Thus, for one with an interdependent self, conformity may not reflect
an inability to resist social pressure and to stick by one's own perceptions,
attitudes, or beliefs (the defining features of the self). Instead,
conformity to particular others with whom the other is interdependent
can be a highly valued end state. It can signify a willingness to be
responsive to others and to adjust one's own demands and desires so
as to maintain the ever-important relation. The conformity observed
for these subjects with interdependent selves when surrounded with others
who form part of an important social unit, could well be much higher
than typically observed. However, conformity to the desires and demands
of those outside the important social unit or the self-defining in-group
may not be required at all. Thus, for those with interdependent selves,
a typical Aschtype conformity paradigm involving subjects and strangers
as confederates may result in less conformity than typically observed
in American studies.
Studies of other phenomena such as social facilitation or social loafing
could also produce differential effects, depending on the self-systems
of the subjects. Should those with interdependent construals of the
self show pronounced social facilitation compared with those with individual
selves? Or should those with interdependent selves be less susceptible
to social loafing (decrements in performance when one's individual contribution
to the group product cannot be identified; see Harkins, Latané,
& Williams, 1980)? Our analysis is also relevant to two of the central
problems in Western psychology-the inconsistency between attitudes and
behavior and the inconsistency between personality and behavior. As
we have noted, interdependent selves do not prescribe or require such
a consistency between one's internal attributes and one's actions. Consequently,
the press for consistency should be much less important and much less
bemoaned when not observed. In fact, consistency from an interdependent
perspective may reflect a lack of flexibility, insensitivity to the
context, rigidity, or immaturity.
Further analysis of the consequences of different construals of the
self may also prove fruitful in understanding some basic social psychological
questions. Social psychologists report that people are enormously influenced
by others, often to an extent that the investigators and certainly individuals
themselves, find unbelievable.
People conform, obey, diffuse responsibility in a group, allow themselves
to be easily persuaded about all manner of things, and become hopelessly
committed to others on the basis of minimal action (e.g., see Myers,
1989). Even within highly individualist Western culture, most people
are still much less self-reliant, self-contained, or self-sufficient
than the prevailing cultural ideology suggests that they should be.
Perhaps Western models of the self are quite at odds with actual individual
social behavior and should be reformulated to reflect the substantial
interdependence that characterizes even Western individualists. Sampson
(1989) has recently argued that the reality of globalization and a shrinking
world
will
force just such a rethinking of the nature of the individual.
Many important gender differences may also be linked to divergent construals
of the self. Recent feminist theory on empathy suggests that relations
have a power and a significance in women's lives that have gone largely
unrecognized (e.g., Belenky, Clinchy, Goldberger, & Taruie, 1986;
Jordan & Surrey, 1986; J. B. Miller, 1986; Stewart & Lykes,
1985). An awareness of and sensitivity to others is described as one
of most significant features of the psychology of women. If this is
the case, then selfesteem and self-validation should depend not only
on being able to do a job well, but on fostering and sustaining relationships.
As Gilligan (1986) claimed, a willingness and an ability to care are
standards of self-evaluation for many women. This theoretical work is
forging a new vision of dependence, one that is similar in many ways
to some Eastern views. Being dependent does not invariably mean being
helpless, powerless, or without control. It often means being interdependent.
It thus signifies a conviction that one
is
able to have an effect on others and is willing to be responsive to
others and to become engaged
with
them. In other words, there is an alternative to selfishness (which
implies the exclusion of others) besides selflessness (which is to imply
the exclusion of the self or self-sacrifice): There
is
a self defined in relationship to others (see Chodorow, 1978; Gilligan,
1982; Markus & Oyserman, 1988).
Carrying out the research necessary to systematically investigate the
range of basic consequences of having one or another construal of the
self raises several complex questions. Some of these we have only touched
on. For example, a persistent issue is how deep or pervasive are these
cultural differences? Are the observed differences primarily a reflection
of differences in styles of behavioral expression, or do they also reflect
differences in the phenomenology accompanying the behavior? If there
are norms against the display or expression of anger, what happens to
the nature of the felt anger! In other words, is it the case, as we
suggest here, that these norms can sometimes be internalized to the
extent that they determine the nature of one's experience? For example,
a recent study by Bontempo, Label, and Triandis (1989) compared the
public and private responses of individuals from a collectivist culture
with
those of individuals from an individualist culture. The researchers
asked respondents to indicate how enjoyable it would be to engage
in a time-consuming, individually costly behavior such as visiting a
friend in the hospital. Only in the public condition did individualists
claim that the behavior would be enjoyable. The collectivists, in contrast,
claimed that the behavior would be enjoyable even when their responses
were private.
The view that altruistic behaviors are only seemingly altruistic and
that they are public actions without any subjective, private foundation
can perhaps be traced to the insistence of Western psychologists on
the internal attributes (feeling, thought, and traits) as the universal
referents for behavior. They have thus understandably failed to attend
to the possibility of the other as a referent for behavior, and thus
to the possibility of other-focused emotions. There is, however, the
possibility that such emotions can motivate genuine, other-oriented,
altruistic behaviors, without any conscious, or even unconscious, calculation
of individual payoff, and as such serve as the important glue of interdependent
relationships.
Another thorny issue centers on the assessment of cultural differences.
The use of introspective reports, for example, which are typically quite
useful in the study of cognition, emotion, and motivation, may be problematic
in cross-cultural research because within a given cultural context,
people have little access to the absolute extent of their attention
or responsiveness to others. This may explain, for example, why Triandis
et al. (1988) found that those with collective selves do not report
a greater than average awareness of or concern for the demands of others.
Another persistent issue is that of translation and equating stimuli
and questionnaires. Can psychologists readily assume that when an American
and a Japanese use the word embarrass it indicates a similar emotional
experience? Can they hypothesize, for example, that those with interdependent
selves should show more high self-monitoring (i.e., attention to the
behavior of others) than those with independent selves, and then assume
that a translation ofSnyder's (1979) scale into Japanese or Chinese
will be sufficient to reflect these differences? One may even ask to
what extent a construct such as self-monitoring can be unequivocally
defined -across different cultures with remarkably different construals
of self.
In sum, we have argued that the view one holds of the self is critical
in understanding individual behavior and also in understanding the full
nature of those phenomena that implicate the self. A failure to replicate
certain findings in different cultural contexts should not lead to immediate
despair over the lack of generality of various psychological principles
or to the conclusion of some anthropologists that culturally divergent
individuals inhabit incomparably different worlds. Instead, it is necessary
to identify the theoretical elements or processes that explain these
differences. We suggest that how the self is construed may be one such
powerful theoretical element.
Consequences for Motivation
Of course, because those in Asian cultures believe high ability to be
a result of effort does not mean that they do not differentiate between
ability and effort. In all likelihood, they believe that effort and ability
are related in a multiplicative fashion to determine performance. Thus,
for instance, in a recent study by Stipek, Weiner, and Li (1989), Chinese
respondents reasoned, just as their American counterparts did, that if
a person shows the same level of performance with much less effort expended
on the task, the person must have a high level of the relevant ability.
Our point is simply that those in Asian cultures believe that abilities
are relatively more changeable over a long span of time through the effort
the person expends: Certainly it will not be as devastating as it is to
the person whose self-esteem rests primarily on doing well individually
and on separating oneself from others.
The Role of the Self
Consequences for Self-Processes
Our discussion of the cognitive, emotional, or motivational
consequences has by no means exhausted the range of potential consequences
of holding an independent or interdependent construal of the self. Consider
first the set of processes connected by a hyphen to the self. It is
reasonable to assume that all of these phenomena (e.g., self-affirmation
[Steele, 1988], self-verification [Swami, 19831, self-consciousness
[Fenigstein, Scheier, & Buss, 19751, self-control [Carver &
Scheier, 1981], self-actualization
[Maslow, 1954], or self-handicapping [Jonà
& Berglas, 1978]) could assume a somewhat different form
depending on how interdependent the self
is
with others. .
Self-esteem for those with an independent construal of the
self depends on one's abilities, attributes, and achievements. The most
widely used measure of self-esteem, the Rosenberg Self-Esteem
Scale, requires the endorsement of items like "I am a
person of worth" or "I am proud of my abilities:' Self-esteem associated
with an interdependent self could include endorsement
of similar items, although what it means to be, for example,
a person of worth could well have a different meaning. Or
high self-esteem may be more strongly associated with an
dorsement of items that gauge one's ability to read the situation and
to respond as required. If this is the case, a threat or a challenge
to the self may not come in the form of feedback that one is unlike
a cherished conception of the inner or dispositional
Self (dumb instead of smart; submissive rather than dominant)
but instead in terms of a threat of a disruption of, or
a disconnection from, the relation or set of relations with whichone
forms an interdependent whole.
The
focus on the distinction between independent
versus interdependent selves has the potential to provide a means of
integrating research on a large number of separate personaldY constructs.
One of the significant distinctions that appears re, peatedly throughout
Western psychology reflects a variation among individuals in how tuned
in, sensitive to, oriented toward, focused on, or concerned they are
with others. The introversion-extraversion dimension reflects this difference,
as does the inner-directed-outer-directed distinction (Reisman, Den-
1 ney, & Glazer, 1950). Other related distinctions include high
versus low self-monitoring (Snyder, 1979), personal identity versus
social identity (Cheek, 1989; Hogan, 1975), public versus private self-consciousness
(Fenigstein, 1984), social orientation versus individual orientation
(Greenwald, 1980), collectivist-mind ividualism (Hui, 1988; Triandis,
1989), and field independence-field dependence (Witkin & Goodenough,
1977). In fact, Witkin and his colleagues described a field-dependent
person as one who includes others within the boundaries of the self
and who does not make a sharp distinction between the self and others.
Many of the empirical findings (described in Witkin & Goodenough,
1977; Witkin, Goodenough, & Oltman, 1979) about the interpersonal
expertise and sensitivities of field-dependent people are similar to
those described herein for people with interdependent selves.
Consequences for Social Psychological Phenomena
C onstruals
of the Self and Gender
Difficult Questions